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May

Head Of Risk & Compliance

Sacks Legal Recruitment - Melbourne, VIC

Banking & Finance
Source: uWorkin

Source: uWorkin

JOB DESCRIPTION

Innovative organisationFinancial Services

Our client is a proud Australian member-owned financial services organisation, providing a range of high-quality investment and insurance products to its members. Originally established in the mid nineteenth century and now a public company, it continues to operate as a progressive and innovative organisation, committed to providing value and comprehensive products and services to support its member base.

Due to continued growth, an exciting newly created opportunity has arisen for an engaging Head of Risk and Compliance to join the team in Melbourne.

Reporting directly to the Chief Executive Officer, you will lead the operational risk strategy and manage the compliance obligations of the AFSL, as well as have oversight of the AML/CTF regime.

PRIMARY RESPONSIBILITIES:

  • Providing reliable, accurate, timely and well-informed advice to key stakeholders in the identification and management of enterprise-wide risks
  • Driving a risk and compliance culture which is open and transparent
  • Management reporting
  • Designing and implementing an appropriate control testing framework
  • Ensuring all relevant regulatory obligations impacting the organisation are being met and maintained
  • Reviewing and enhancing the governance, risk and compliance frameworks and policies
  • Undertaking incident recording, investigation, assessment, and remediation as required.
  • Liaising with regulators and external stakeholders
  • Leading relevant internal working groups/projects

Applications are sought from risk and compliance specialists with experience in the financial services industry and strong working knowledge of APRA prudential and reporting standards and ASIC legislation.
Applicants please send your CV to Tara Sacks at Sacks Legal Recruitment [email protected]
For further information on this role, or for general career advice and market insights into the risk, compliance, legal in-house or corporate governance sectors, please contact Tara on 0414105140 or email [email protected]